FINRA Awards for Roosevelt & Crossorporated

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00821	07/27/2018	Claimant(s): David Ulrich Claimant Lawyers(s): Thomas H. Brandt Respondent(s): Roosevelt & Crossorporated Respondent Lawyers(s): Sandra P. Lahens Arbitrator(s): Tracy L. Allen, Patrick M. Markey, John C. Aten Hearing Site: Buffalo, NY		Expungement
16-00755	12/22/2017	Claimant(s): Shaw Family LLC Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Roosevelt & Crossorporated Respondent Lawyers(s): Sandra P. Lahens Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali Hearing Site: Newark, NJ		$0