| 19-02013 | 06/12/2020 | Claimant(s): Lucy Schneiberg, Yuri Schneiberg
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Wells Fargo Clearing Services, Scott Kaminsky
Respondent Lawyers(s): Gerry Kowalski, Henry F. Reichner
Arbitrator(s): Cornelius C. Clancy, Louis P. Wagman, Harold Yaskin
Hearing Site: Philadelphia, PA
|  | $0 |
| 16-00443 | 11/03/2016 | Claimant(s): The Atle Fjeld and Kirsten Fjeld joint L
Claimant Lawyers(s): Atle Fjeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Cornelius C. Clancy, Gordon M. Wase, Frank P. Santangelo
Hearing Site: Philadelphia, PA
| | $10,000 |
| 14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke
Claimant Lawyers(s): Michael Duke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 04-05795 | 02/22/2008 | Claimant(s): Vincent Bellino
Claimant Lawyers(s): Vincent Bellino
Respondent(s): Wachovia Securities, Frank Kim, John Compton, Patrick Kim
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Cornelius C. Clancy, Bernard Herman, Irene C. Warshauer
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
