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FINRA Awards for Robert A. W. Boraks

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0201809/13/2010Claimant(s): Donna Appleby
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Bruce Pomerantz, Wachovia Securities
Respondent Lawyers(s): Matthew E. Wolper, Robert A. W. Boraks
Arbitrator(s): Susan M. Dunning, Stuart Harvey Ziegler, Walter A. Bajak
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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