FINRA Awards for Spartan Capital Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-12 out of 12 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01911	04/08/2016	Claimant(s): Leon Kuefler Claimant Lawyers(s): Jennifer L. Tarr Respondent(s): John Lowry, Kim Monchik, Robert Tractenberg, Spartan Capital Securities Respondent Lawyers(s): Melissa Curvino, Robert Tractenberg Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN		$42,142
11-01075	11/14/2012	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson Arbitrator(s): Mitchell S. Ostwald Hearing Site: San Francisco, CA		$0