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FINRA Awards for Earle Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0311507/11/2017Claimant(s): Petersen Investments.
Claimant Lawyers(s): Steven E. Mellen
Respondent(s): Earle Roberts
Respondent Lawyers(s): Rupert V. Barry
Arbitrator(s): Sandra J. Mullings, Paul S. Biederman, Eila Matt
Hearing Site: New York, NY
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