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FINRA Awards for Samuel Olutola Akeju

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0255009/15/2021Claimant(s): Harriet Ferber 2012 Family Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Samuel Olutola Akeju, G. Dennis Sheehan, William James Smith
Hearing Site: Houston, TX
Checkmark Icon$358,131
13-0116708/13/2014Claimant(s): Pelican Holdings, Ltd.
Claimant Lawyers(s): Jason A. Gibson
Respondent(s): Jeffrey Taylor, Vanguard Marketing Corporation
Respondent Lawyers(s): Joshua R. Dutill
Arbitrator(s): Michael S. Wilk, Robert Alan Meyer, Samuel Olutola Akeju
Hearing Site: Houston, TX
Checkmark IconExpungement
08-0376610/12/2009Claimant(s): Karen Kennedy, Karen Muto Kennedy, Roth IRA, Trustee RMA Acct., Trustee of Mge Acct
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Lee H. Goodman, Jacqueline Stanley Lustig, Samuel Olutola Akeju
Hearing Site: Chicago, IL
Checkmark Icon$0

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