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FINRA Awards for FMTC Custodian IRA Rollover Provision FB

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0101108/07/2012Claimant(s): Jack Goldsmith, FMTC Custodian IRA Rollover Provision FB
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Fred Galovich, Galovich Financial Planning Services, WRP Investments.
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Garry Lee Hogan, Jay H. Feldstein, Michael R. Stabile
Hearing Site: Pittsburgh, PA
Checkmark Icon$410,000

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