Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02766 | 05/24/2011 | Claimant(s): Brent Richtsmeier Claimant Lawyers(s): Joshua A. Waldman Respondent(s): Jack Kalisz, National Securities Corporation, Joseph Stevens & Co.. Respondent Lawyers(s): Josepha Sorbara, Mark Roth Arbitrator(s): Annette Gres Shepherd, Robert E. Jenks, Karen J. Burneff Hearing Site: Los Angeles, CA |  | Expungement |
| 05-06369 | 09/21/2007 | Claimant(s): Davenport Alley Partnership Claimant Lawyers(s): Steven S. Biss Respondent(s): National Securities Corporation, Steve Taton Respondent Lawyers(s): Mark Roth, William G. Shields Arbitrator(s): Anne W. Larkin, Emerson R. Marks, W. Scott Greco Hearing Site: Richmond, VA | | $0 |