09-05230 | 09/15/2010 | Claimant(s): The Beaty Revocable Survivor's Trust Claimant Lawyers(s): Scott R. Shewan Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Melissa M. Muehlfeld Arbitrator(s): Jonathan Holman Hathaway, John J. Fitzpatrick, Robert Mallin Hirsch Hearing Site: San Francisco, CA
| | $0 |
10-00035 | 07/27/2010 | Claimant(s): Robert Turak Claimant Lawyers(s): Robert B. Turak Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Jonathan Holman Hathaway Hearing Site: San Francisco, CA
| | $0 |
09-03935 | 05/27/2010 | Claimant(s): John Jones Claimant Lawyers(s): Matthew K. Edling Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis Hearing Site: San Francisco, CA
| | $140,250 |
09-02994 | 03/09/2010 | Claimant(s): Mahin Vadi & Cyrus Bahram Soltani Claimant Lawyers(s): Reza Soltani Respondent(s): TD Ameritrade. Respondent Lawyers(s): John J. Vihstad Arbitrator(s): Kathryn J. Toronto, Andrew R. Epstein, Jonathan Holman Hathaway Hearing Site: San Francisco, CA
| | $0 |