FINRA Awards for Richard E. Miley

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-03008	05/05/2010	Claimant(s): MIchelle L. Lakeson, William B. Lakeson, Jr. Claimant Lawyers(s): Fred W DeVore Respondent(s): Dominique Vercaemert Respondent Lawyers(s): Andrew Dorman Arbitrator(s): W. Wells Van Pelt, John H. Griffing, Richard E. Miley Hearing Site: Charlotte, NC		$43,500
08-04933	12/21/2009	Claimant(s): James P. Dancy Claimant Lawyers(s): Kristin S. Nardone Respondent(s): Jason Swink, Money Concepts Capital Corp Respondent Lawyers(s): George H. Pender Arbitrator(s): John H. Griffing, Richard E. Miley, Kenneth B. Orenbach Hearing Site: Charlotte, NC		$80,179
07-01775	10/06/2008	Claimant(s): Elizabeth Burnell, Estate of Brian Burnell Claimant Lawyers(s): John Hanzel Respondent(s): Frank Black, Southeast Investments, N.C.. Respondent Lawyers(s): Frank H. Black Arbitrator(s): Lynne T. Albert, Leslie R. Berro, Richard E. Miley Hearing Site: Charlotte, NC		$0
07-01100	03/28/2008	Claimant(s): The Shorr Family Trust Claimant Lawyers(s): Ronald W. Karolyi Respondent(s): A.G. Edwards & Sons., Terry Dean Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert S. Zuckerman, Michael E. Pearson, Richard E. Miley Hearing Site: Charlotte, NC		$0