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FINRA Awards for Steve Buchwalter

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
04-0098002/26/2009Claimant(s): Allen Paulson Living Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Lester G. Stiel, Robert W. Vernon, Lisa M. Roth
Hearing Site: San Diego, CA
Checkmark Icon$800,000
03-0267502/22/2008Claimant(s): Kamran Tavakoli
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): John Farahi, Michael Khorsandi, Newpoint Securities
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert S. Granas, James M. Mulcahy, Russell T. Doe
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award and Expungement

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