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FINRA Awards for Edward C. Oliver

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0470010/28/2011Claimant(s): Douglas Pippert, Kira Pippert, Kira Ann Pippert Revocable Trust
Claimant Lawyers(s): Adam A. Gillette, Thomas E. Jamison
Respondent(s): Michael Blake, Olympus Financial Advisors.
Respondent Lawyers(s): Roger W. Hall
Arbitrator(s): Edward C. Oliver, Emily F. Seesel, Mark S. Gleason
Hearing Site: Minneapolis, MN
Checkmark IconStipulated Award
10-0233809/02/2011Claimant(s): Stephen Rowland
Claimant Lawyers(s): Christopher W. Madel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bryan I. Reyhani
Arbitrator(s): Edward C. Oliver, Joan L. Volz, JD Haas
Hearing Site: Minneapolis, MN
Checkmark Icon$50,000
07-0222903/11/2009Claimant(s): Katherine Knutson
Claimant Lawyers(s): Steven M. Phillips
Respondent(s): RBC Dain Rauscher.
Respondent Lawyers(s): John W. Shaw
Arbitrator(s): Douglas Randall Blohm, James H. Colburn, Edward C. Oliver
Hearing Site: Minneapolis, MN
Checkmark Icon$4,423,080

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