| 17-00352 | 05/14/2018 | Claimant(s): Clarence B. Mills 1991 Irrevocable Trust, William E. Mills 1991 Irrevocable Trust
Claimant Lawyers(s): Alan W. Duncan
Respondent(s): David Robinson, Wachovia Securities Financial Network, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Richard S. Zaifert, Michele Ann Ledo, Theodore Haynes
Hearing Site: Raleigh, NC
|  | Expungement |
| 17-02695 | 02/22/2018 | Claimant(s): James Starling
Claimant Lawyers(s): James Ralph Starling
Respondent(s): Douglas Hornberger, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Michele Ann Ledo
Hearing Site: Raleigh, NC
| | $425 |
| 10-05544 | 09/20/2012 | Claimant(s): Everett Boykin
Claimant Lawyers(s): Robert E. Zaytoun
Respondent(s): Harold Blondeau, John Matthews, John Pace, Michele Wood, Richard Ferguson, Morgan Keegan & Company.
Respondent Lawyers(s): Harold Earl Blondeau, Terry R. Weiss
Arbitrator(s): John Russell Barlow, Michele Ann Ledo, Tom Cameron
Hearing Site: Raleigh, NC
| | $62,000 |
