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FINRA Awards for Frank P. Santangelo

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0044311/03/2016Claimant(s): The Atle Fjeld and Kirsten Fjeld joint L
Claimant Lawyers(s): Atle Fjeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Cornelius C. Clancy, Gordon M. Wase, Frank P. Santangelo
Hearing Site: Philadelphia, PA
Checkmark Icon$10,000
11-0060507/03/2012Claimant(s): Alexander Schernecke
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin
Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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