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FINRA Awards for John Dugan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0301210/21/2011Claimant(s): John Dugan, John Dugan and Karen Dugan JTWROS
Claimant Lawyers(s): Kevin T. Smith
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A Karoly
Arbitrator(s): Lucy J. Karl, Colette Manoil, Jeffrey Neil Fink
Hearing Site: Boston, MA
Checkmark IconExpungement

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