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FINRA Awards for Brandon K. Hemley

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0363212/09/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Wei-Chen Chen and Hsiu-Min Huang
Respondent Lawyers(s): Wei-Chen Chen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0398804/08/2009Claimant(s): Nani K. Hogle, TTEE Nani K. Hogle Trust
Claimant Lawyers(s): Nani K. Hogle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): William M. Howard
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
08-0372403/27/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Sara Stabenow, Todd Stabenow
Respondent Lawyers(s): Sara A. Stabenow, Todd D Stabenow
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0346103/12/2009Claimant(s): Anthony Antonucci
Claimant Lawyers(s): Anthony Antonucci
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
Checkmark Icon$1,638
07-0300404/03/2008Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Jeffrey Lin
Respondent Lawyers(s): Jeffrey S. Lin
Arbitrator(s): Burton M. Fendelman, David N. Brainin, Aaron Tyk
Hearing Site: New York, NY
Checkmark Icon$65,334

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