19-00571 | 08/04/2021 | Claimant(s): Darla D. Ward, Lawrence J. Ward Claimant Lawyers(s): F. Chet Taylor Respondent(s): Cheryl Romann, Donald Waage, John Carlson, Steven Knuttila, Capital Financial Services. Respondent Lawyers(s): Cheryl Lynn Romann, David A. Baugh, Donald Waage, Gordon Dihle, Steven R. Knuttila Arbitrator(s): Douglas J. Nesbit, Phyllis Karasov, Leo G. Stern Hearing Site: Minneapolis, MN
| | $939,300 |
08-00391 | 03/19/2009 | Claimant(s): Ralph MacNaughton Claimant Lawyers(s): John J. Miller Respondent(s): Dayton Ault, John Carlson, Capital Financial Services. Respondent Lawyers(s): Jeffrey S. Jamieson, W. Perry Brandt Arbitrator(s): M. W. Gear, Joseph M. Rebein, Dale C. Putman Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
05-06249 | 03/09/2009 | Claimant(s): Kathy Turner, Estate of Olivia Frase Claimant Lawyers(s): Kathy Turner Respondent(s): John Carlson, John Turner, R. Wood, J.W. Cole Financial., Jonathan Roberts Financial Group. Respondent Lawyers(s): Clifford J. Hunt, Norman B. Arnoff Arbitrator(s): Sarah G. Anderson, William H. Malloy, Robert A. Ames Hearing Site: Charlotte, NC
| | Expungement |