Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02097 | 06/09/2015 | Claimant(s): Joseph McGuire, Leslie McGuire Claimant Lawyers(s): Bradd Milove, Jacob Pyle Respondent(s): LPL Financial LLC, David Hart Respondent Lawyers(s): David J. Freniere Arbitrator(s): Charles F. Boufford, Celeste A. Beron, Norma Abbene Hearing Site: Charlotte, NC |  | $725,000 |
| 11-03225 | 12/03/2014 | Claimant(s): Helen Edgerton Claimant Lawyers(s): Robert G. Rikard Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): William A. Hohauser Arbitrator(s): Charles F. Boufford, Richard E. Miley, Donald John Andres Hearing Site: Columbia, SC | | Expungement |
| 10-02682 | 02/23/2012 | Claimant(s): James E Warwick and Barbara Rhea Warwick Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Frances E. Hubbell, Joseph Winter, Charles F. Boufford Hearing Site: Jackson, MS | | $0 |