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FINRA Awards for First Republic Investment Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0376510/03/2022Claimant(s): OKC Group
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): First Republic Investment Management, First Republic Securities Company
Respondent Lawyers(s): Neal Robb
Arbitrator(s): Steven Ira Weinberger, Jonathan Chane, Gustavo Gutierrez
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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