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FINRA Awards for James J. Puhala

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0145512/02/2015Claimant(s): William Suhoski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Salvatore Gioe
Respondent Lawyers(s): Salvatore Gioe
Arbitrator(s): James J. Puhala
Hearing Site: Pittsburgh, PA
Checkmark Icon$9,107
12-0385712/19/2014Claimant(s): Estate of Duane L. Beam
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Michael Internoscia
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): James J. Puhala, Barry J. Lipson, William L. White
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
12-0105103/15/2013Claimant(s): George White, Nancy White
Claimant Lawyers(s): Robert A. Bunda
Respondent(s): Richard Sandru, Cambridge Investment Research.
Respondent Lawyers(s): Richard Patrick Sandru, Sabryne Coleman
Arbitrator(s): Michael L. Fortney, James J. Puhala, John C. Aten
Hearing Site: Cleveland, OH
Checkmark Icon$90,834
10-0367409/16/2011Claimant(s): Adolph Hozempa, Mary Hozempa
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Wachovia Securities, Kevin Coyne
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): William R. Gruver, Gregory P. Szuter, James J. Puhala
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

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