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FINRA Awards for Steven Rothstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0108402/15/2022Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
Checkmark Icon$512,731
19-0328604/12/2021Claimant(s): Arun Virick, Michael Fishman, Nazim Lokhandwala, Steven Rothstein, Tom Nolan, Veronica Marano, Entrust Group Inc FBO David W Rackiewicz, Provident Trust Group LLC FBO Eran Cohen, Cushman Family Trust, Terran Holding Company
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Larry Cohen
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Thomas D. Giordano, Ira A. Auerbach, David J. Weisenfeld
Hearing Site: New York, NY
Checkmark IconExpungement

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