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FINRA Awards for Philip L. Guarino

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0018308/03/2016Claimant(s): Marshall Weingarden
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Seongtaek Hahn, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
Checkmark Icon$0
12-0022001/08/2016Claimant(s): Eugene Romaska, Pearl Romaska, The SEP IRA FBO Eugene J. Romaska, Eugene J. Romaska, Controlling Joint Ten
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Hemant Singh, Financial Network Investment Corporation
Respondent Lawyers(s): Matthew Tracy, Philip L. Guarino
Arbitrator(s): Peter A. Goldman, Oliver Wayne Williams, Ernesto V. Luzzatto
Hearing Site: New York, NY
Checkmark IconExpungement

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