FINRA Awards for Richard J. Davis

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00207	06/04/2021	Claimant(s): Trevor Starnes Claimant Lawyers(s): Trevor Starnes Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Chandler R. Bridges Hearing Site: Atlanta, GA		$0
20-04046	04/19/2021	Claimant(s): Adam Lohrey Claimant Lawyers(s): Adam Lohrey Respondent(s): Robinhood Financial. Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Kathleen P. Helbig-Hannan Hearing Site: Cincinnati, OH		$300
20-02431	02/09/2021	Claimant(s): Renuka Tummala Claimant Lawyers(s): Renuka Tummala Respondent(s): Robinhood Financial Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC		$300
07-03259	05/01/2009	Claimant(s): Estate of Sarah E. Faulk Claimant Lawyers(s): Richard S. Frankowski Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities. Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff Hearing Site: Birmingham, AL		$0