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FINRA Awards for Ann Judith Gellis

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0054403/21/2023Claimant(s): Jordan Young
Claimant Lawyers(s): Jordan Young
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Richard Lee Mansdoerfer, Vaughn Norman Browne, Ann Judith Gellis
Hearing Site: New York, NY
Checkmark Icon$0
20-0364910/12/2021Claimant(s): Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca IRA, Dennis Mosca & Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca TOD
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Briana K. Huffer
Arbitrator(s): Howard D. Jacob, Ann Judith Gellis, Kerry-Ann Austin
Hearing Site: New York, NY
Checkmark IconExpungement

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