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FINRA Awards for Dunning & Company.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0345211/30/2010Claimant(s): Angelo Luongo, John Giambrone, Kathryn Roda, Marion Luongo
Claimant Lawyers(s): Barry Lax
Respondent(s): Albert Wardi, Anthony Mediate, Carlton Capital Inc., Clayton, Dunning & Company.
Respondent Lawyers(s): David A Schrader, Eric J. Dec
Arbitrator(s): Christina Kallas, Judith P. Brooks, Martin J. Oppenheimer
Hearing Site: New York, NY
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