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FINRA Awards for Joseph K. Donovan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0115702/11/2016Claimant(s): Edward Pellegrini
Claimant Lawyers(s): Edward Aaron Pellegrini
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
Checkmark Icon$0
14-0335306/01/2015Claimant(s): Ruth Thompson
Claimant Lawyers(s): Jay D. McShurley
Respondent(s): Bobbie Hahn, Edward Jones
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): D. Bruce Shine
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206
10-0551906/02/2011Claimant(s): Randolph Haaran
Claimant Lawyers(s): Randolph Haaran
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): Keely D. Parr
Hearing Site: Albany, NY
Checkmark Icon$0

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