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FINRA Awards for Richard Fogg

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0300111/30/2011Claimant(s): Hugh Mays, Jill Mays, The Mays Family Trust
Claimant Lawyers(s): Arthur S. Leider, Floyd R. Brown
Respondent(s): Ameriprise Financial Services., Orin Green, Richard Fogg
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Michael F. Brown, Lawrence Alexander Huerta, Jon C. Milliken
Hearing Site: San Diego, CA
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