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FINRA Awards for Garland Sean James

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0053709/13/2019Claimant(s): Robert LaPolla
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Garland James
Respondent Lawyers(s): Garland Sean James
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
Checkmark Icon$51,280
18-0076308/16/2018Claimant(s): Edward Bertram, Marilyn Bertram
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Garland James, Ronald Richer, Garden State Securities.
Respondent Lawyers(s): Garland Sean James, Robert I. Rabinowitz
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
Checkmark Icon$25,600

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