FINRA Awards for Merrill Lynch Pierce Fenner & Smith

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02146	02/24/2015	Claimant(s): Esther Weiss Claimant Lawyers(s): Leah Shedlo Respondent(s): Batholomew Sweeney, Bernard Fuchs, Ilona Nath, Lori Fass, Merrill Lynch Pierce Fenner & Smith Respondent Lawyers(s): Edward M. Ross, Nikolas S. Komayti Arbitrator(s): Laura Carraher, Marcia L. Adelson, Keely D. Parr Hearing Site: New York, NY		$0
12-02830	02/08/2013	Claimant(s): Oyster Reef International Claimant Lawyers(s): Alejandro N. Tagliero Respondent(s): Merrill Lynch Pierce Fenner & Smith Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Martin M. Van Luven Hearing Site: Boca Raton, FL		$0