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FINRA Awards for Catherine S. Kopley

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0404205/25/2012Claimant(s): Dalia Jakas
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael R. Weissmann
Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
08-0285712/28/2009Claimant(s): GSI Commerce Solutions.
Claimant Lawyers(s): James T. Smith
Respondent(s): Joseph Arena, Kurt Locher, Neil Greenspan, Sanford Haber
Respondent Lawyers(s): Robert W. Gaffey, Theodore A. Krebsbach
Arbitrator(s): Steven T. Stern, Catherine S. Kopley, Shelley J. Michaels
Hearing Site: Philadelphia, PA
Checkmark Icon$0
05-0136301/30/2008Claimant(s): Donna Bell, Harry Culbreath, Ben Miller Irrevocable Trust
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Foresters Equity Services.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kathleen K. Murphy, Joel D. Feldman, Catherine S. Kopley
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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