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FINRA Awards for Estate of Margaret Riggs

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0007008/04/2017Claimant(s): Estate of Margaret Riggs
Claimant Lawyers(s): Alan P. Fraade
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Advisors, Michael Tepperman
Respondent Lawyers(s): Zachary S. Knoblock
Arbitrator(s): Linda Ashley, Annamaria Boccia Smith, Louis P. Wagman
Hearing Site: New York, NY
Checkmark IconExpungement

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