FINRA Awards for Larry Behrends

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01909	05/25/2012	Claimant(s): Rose Kramer, Stanley Kramer, DRG Hendersonville TIC 13 LLC, TIC Ren Meadowlands 31, Mayer & Rose Kramer Inter Vivos Trst Ame, Mayer & Rose Kramer Inter Vivos Trust Claimant Lawyers(s): Jonah A. Toleno Respondent(s): Amy Grindstaff, Dale Hall, David Smith, Jeffrey Pridey, Kathleen Heshelow, Larry Behrends, Lawrence Lambert, Michelle Langer, Robert Tweed, Ronald Ellis, Capwest Securities., MAM Securities Respondent Lawyers(s): Corporate Officer, David L. Smith, H Thomas Fehn, Keith E. Grindstaff, Larry Ivan Behrends, Robert C. Rosen Arbitrator(s): Vincent J. Natoli, Robert F. Saint-Aubin, W. Alex King Hearing Site: Los Angeles, CA		$334,000
10-02838	09/14/2011	Claimant(s): Darrell Linder, Virginia Cooley-Linder, Cooley-Linder Retail Property, Cooley-Linder's French Quarter, Virginia C. Linder & Darrell F. Linder L Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig Respondent(s): Larry Behrends, Capwest Securities, Workman Securities Corporation Respondent Lawyers(s): Christopher P. Parrington, Larry I. Behrends, Orly Davidi Arbitrator(s): Timothy E. Taggart, Avery B. Goodman, William Louis Anthes Hearing Site: Denver, CO		$854,639