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FINRA Awards for Nancy Hase

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0048112/01/2015Claimant(s): Ernest Hase, Nancy Hase
Claimant Lawyers(s): Adam M. Green
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Kathleen P. Helbig-Hannan, Michael S. Berman, Stuart C. Gaul
Hearing Site: Columbus, OH
Checkmark IconExpungement

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