Potomac Analytics' Logo

FINRA Awards for James R. Anderson

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0160102/03/2012Claimant(s): Helen Dunlap Trust, Willis F. Dunlap Trust
Claimant Lawyers(s): James R Anderson, James R. Anderson
Respondent(s): Jay Harriman, Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): E. William Pastor, Catherine Stewart, Karen R. Perri
Hearing Site: Philadelphia, PA
Checkmark Icon$15,300
10-0167412/27/2011Claimant(s): Harry Dines & Esther Dines TRS FBO, Harry Dines Revocable Living Trust
Claimant Lawyers(s): James R. Anderson
Respondent(s): TD Ameritrade., Warren Castor
Respondent Lawyers(s): Jonathan M. Sterling
Arbitrator(s): Matthew W. Schlegel, Terrance J. Dorcy, Patrick A. Guentner
Hearing Site: Detroit, MI
Checkmark IconExpungement

2 Results

Display: