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FINRA Awards for Roger Fross

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0727107/21/2011Claimant(s): Roger Fross
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): John K. Notz, Ann Wilhelmina Kuppe, Elena P. Anastasiou
Hearing Site: Chicago, IL
Checkmark IconExpungement

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