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FINRA Awards for Hemant Singh

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0022001/08/2016Claimant(s): Eugene Romaska, Pearl Romaska, The SEP IRA FBO Eugene J. Romaska, Eugene J. Romaska, Controlling Joint Ten
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Hemant Singh, Financial Network Investment Corporation
Respondent Lawyers(s): Matthew Tracy, Philip L. Guarino
Arbitrator(s): Peter A. Goldman, Oliver Wayne Williams, Ernesto V. Luzzatto
Hearing Site: New York, NY
Checkmark IconExpungement
11-0048907/19/2012Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
Checkmark IconExpungement

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