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FINRA Awards for Nicholas Maloof

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0124808/08/2014Claimant(s): Nicholas Maloof
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): David Ellis, Sandor I. Rabkin, John Francis Markuns
Hearing Site: Boston, MA
Checkmark IconExpungement

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