| 09-02892 | 02/18/2011 | Claimant(s): Keith Cohn, Keith Cohn Rollover IRA Trust
Claimant Lawyers(s): Philip Borowsky
Respondent(s): AllianceBernstein L.P., Sanford C. Bernstein & Co., LC
Respondent Lawyers(s): Tommaso Bencivenga
Arbitrator(s): Alvin L. Fishman, Michael Lancaster Garcia
Hearing Site: San Francisco, CA
|  | $553,333 |
| 09-04492 | 11/09/2010 | Claimant(s): Rita Klafter, Rita E. Klafter Individual Retirement A/, Stephen H. Klafter IRA
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Sanford C. Bernstein & Co,
Respondent Lawyers(s): Tommaso Bencivenga
Arbitrator(s): Jay F. Donnaruma, Elizabeth K. Norsworthy, John J. Henry
Hearing Site: Albany, NY
| | $0 |
| 09-03418 | 05/19/2010 | Claimant(s): Natalie Schwarz, Natalie Schwarz Trust, Residual Trust U/W/O Norman Schwarz
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Tommaso Bencivenga
Arbitrator(s): Carlos E. Ayala, Stuart Harvey Ziegler, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | $0 |
