FINRA Awards for Marc David Wilde

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00154	07/31/2023	Claimant(s): Rami Alrwais Claimant Lawyers(s): Rami Alrwais Respondent(s): Robinhood Financial. Respondent Lawyers(s): William M. Turner Arbitrator(s): Barbara M. Zak, Marc David Wilde, Robert D. Coviello Hearing Site: Los Angeles, CA		Dismissed by Rule 12511/12212
21-01837	12/14/2022	Claimant(s): Mark Wagner Claimant Lawyers(s): Mark Wagner Respondent(s): Jack Hsia, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Robert E. Jenks, Marc David Wilde, Betty Jean Jackson Hearing Site: Los Angeles, CA		Expungement
21-02788	10/20/2022	Claimant(s): Taiko Wakasa Claimant Lawyers(s): Samuel B Edwards Respondent(s): Unionbanc Investment Services Respondent Lawyers(s): Bryce M. Cullinane Arbitrator(s): Robert E. Jenks, Erin Person, Marc David Wilde Hearing Site: Los Angeles, CA		Dismissed by Rule 12206
20-02143	11/11/2021	Claimant(s): Branna Rose Claimant Lawyers(s): Marc I. Zussman Respondent(s): Gregory Heller, Steven Weinberger, HCR Wealth Advisors, Heller Capital Resources Respondent Lawyers(s): Esther E. Cho Arbitrator(s): Joseph Alfred Davis, Constance Ellen Boukidis, Marc David Wilde Hearing Site: Los Angeles, CA		Expungement