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FINRA Awards for Alan E. Linden

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0539511/09/2012Claimant(s): Daniel Fanelli
Claimant Lawyers(s): Brandon S. Peters
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Alan E. Linden, Charles W. Lavender, Wallace Morton Rudolph
Hearing Site: Orlando, FL
Checkmark Icon$36,250
11-0274505/17/2012Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Lawrence Rasche
Respondent Lawyers(s): Jason D. Winter
Arbitrator(s): Thomas F. Shine, David C. Matthews, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark Icon$0
08-0129810/02/2009Claimant(s): Helen DeCarlo
Claimant Lawyers(s): Mark S. Guralnick
Respondent(s): Ameriprise Financial Services., Mark Marshall, Tom Romanac
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Christopher M. Shulman, Paul A. Holmes, Alan E. Linden
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement

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