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FINRA Awards for Mark Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0081406/03/2024Claimant(s): Sherry Lautares
Claimant Lawyers(s): Charles O'Rourke
Respondent(s): Morgan Stanley, Mark Rosenberg
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire
Hearing Site: Boca Raton, FL
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