Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-04158 | 10/26/2021 | Claimant(s): Diedre Conover, Mark Conover, Diedre Conover IRA, Mark Conover IRA Claimant Lawyers(s): Kirk Smith Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Langdon T. Owen, Rick L. Knuth, Thomas R. Bromberg Hearing Site: Salt Lake City, UT |  | Dismissed by Rule 12206 |
| 11-04655 | 11/13/2014 | Claimant(s): CDC TIC 21, Warren Family Trust Claimant Lawyers(s): Kirk Smith Respondent(s): Toni Sutherland Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Laurel Littman Gothelf, Robert H. Cornell, Richard Conlon Lehrmann Hearing Site: San Francisco, CA | | Expungement |
| 12-01404 | 11/15/2013 | Claimant(s): Sharon Gardner-Howder, Sharon E. Gardner-Howder IRA Claimant Lawyers(s): Kirk Smith Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): James C. Cosby Arbitrator(s): Steven E. Eisenberg, Michael D Felton, Peter A. Portley Hearing Site: Boca Raton, FL | | Expungement |