FINRA Awards for George L. Tindall

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-02919	05/10/2011	Claimant(s): Brad A. Baggarly, SEP-IRA Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA		Expungement
09-04698	09/17/2010	Claimant(s): William Huhn Living Trust Claimant Lawyers(s): William D. Huhn Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA		$0
08-01846	06/01/2009	Claimant(s): Janet Laird Claimant Lawyers(s): H Thomas Fehn Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Ernest L. Burnside, George L. Tindall, Daniel R. Brush Hearing Site: Los Angeles, CA		$0
06-02058	08/14/2008	Claimant(s): Jordan Alan, Ad. of Estate of Beth Schim Claimant Lawyers(s): Mark E. Overland Respondent(s): Brett Briggs, James Copping Respondent Lawyers(s): Daniel D. Dydzak, Jeffrey S. Kob Arbitrator(s): George L. Tindall, Kendall C. Reed, George Frederick Garris Hearing Site: Los Angeles, CA		$12,645