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FINRA Awards for Patricia McGinley

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0419703/26/2008Claimant(s): Elizabeth Schaper, POA for Armin and E
Claimant Lawyers(s): Jeffrey I. Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley
Respondent Lawyers(s): Douglas B. Appel, Edward Turan
Arbitrator(s):
Hearing Site: New York, NY
Checkmark Icon$11,630
06-0425603/26/2008Claimant(s): Elizabeth Schaper, Exec for Armin & Ethe
Claimant Lawyers(s): Jeffrey I Carton
Respondent(s): Citigroup Global Markets., James Ducey, Patricia McGinley, Renuka Nayar
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Andrew H. Freund, Francis Carling, Howard A. Baker
Hearing Site: New York, NY
Checkmark Icon$11,630

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