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FINRA Awards for Lisa Wavro

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0158812/01/2021Claimant(s): Lisa Wavro
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley, Kevin Welsh
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert H. Putnam, Mauricio Arcadier, William Finley Hamel
Hearing Site: Columbia, SC
Checkmark IconExpungement

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