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FINRA Awards for Walter N. Vernon

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0250710/21/2013Claimant(s): Robert Cox
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Roger N. Walter
Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox
Hearing Site: Kansas City, MO
Checkmark Icon$776,424
09-0693011/08/2011Claimant(s): Patsy Potter
Claimant Lawyers(s): John J. Miller
Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation
Respondent Lawyers(s): David J. Freniere, Greg Curley
Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
Checkmark Icon$0
10-0198206/21/2011Claimant(s): Margaret Lyddon, The Margaret C. Lyddon Rev. Trust
Claimant Lawyers(s): John J. Miller
Respondent(s): Bankers & Investors Co.
Respondent Lawyers(s): Roger N. Walter
Arbitrator(s): Michael D. Fitzgerald, John W. Jones, Walter N. Vernon
Hearing Site: Kansas City, MO
Checkmark Icon$0

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