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FINRA Awards for Richard Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0377812/08/2014Claimant(s): Kimberly Bauers
Claimant Lawyers(s): J. Samuel Tenenbaum
Respondent(s): Charles Schwab & Co.., Richard Rodriguez
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
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