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FINRA Awards for WTS Proprietary Trading Group LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0156602/08/2021Claimant(s): Jeffrey Diaz
Claimant Lawyers(s): Jeffrey Diaz
Respondent(s): WTS Proprietary Trading Group LLC
Respondent Lawyers(s): Peter Discenza
Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins
Hearing Site: New York, NY

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