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FINRA Awards for Cetera Advisor Networks

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0101211/16/2021Claimant(s): Ronald Carson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cetera Advisor Networks
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Mark L Miller
Hearing Site: Omaha, NE
19-0096704/27/2020Claimant(s): Ralph Roth
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Cetera Advisor Networks
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY

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