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FINRA Awards for Ian Hummel

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0164502/12/2018Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian Hummel
Respondent(s): Critical Outcome Technologies Inc.
Respondent Lawyers(s): Vivian Drohan
Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee
Hearing Site: New York, NY

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